An SEC-registered investment adviser uses AI with zero non-public records sent to public services

A private AI workspace inside the firm, with governance an examiner can review.

Last updated November 13, 2026

Anonymized at client request. Reference calls available under NDA.

The firm has about 35 staff. Non-public client data could not leave the firm, and there was no governance an examiner could review.

Inside the firm

Private AI workspace on dedicated hardwareClient recordsSOC 2 programGovernance records

Outside

Public AI services

Non-public client data stays inside.

We also rebuilt the cloud and network architecture around the workspace, and wrote the governance for examinations.

Describe what must stay inside. We will tell you what it takes.

Your own AI environment, where company data stays inside.

Intake automation with a record of every step.

Internal dashboards moved to hosted web apps.

Daily checks that raise only the exceptions.

Tell us what you want built.

A working session is 45 minutes on one idea from your company: what to build, what it needs, and what it would cost.